SEC Form 4 · accession 0001209191-16-111927
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 11:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 31, 2016 | P | 900 | $5.84 | A | 3,453,263 | D | |
| Class A Common Stock | Mar 31, 2016 | P | 900 | $5.82 | A | 3,454,163 | D | |
| Class A Common Stock | Mar 31, 2016 | P | 400 | $5.81 | A | 3,454,563 | D | |
| Class A Common Stock | Mar 31, 2016 | P | 200 | $5.83 | A | 3,454,763 | D | |
| Class A Common Stock | Mar 31, 2016 | P | 100 | $5.85 | A | 3,454,863 | D | |
| Class A Common Stock | Apr 1, 2016 | P | 800 | $5.70 | A | 3,455,663 | D | |
| Class A Common Stock | Apr 1, 2016 | P | 800 | $5.72 | A | 3,456,463 | D | |
| Class A Common Stock | Apr 1, 2016 | P | 600 | $5.68 | A | 3,457,063 | D | |
| Class A Common Stock | Apr 1, 2016 | P | 300 | $5.65 | A | 3,457,363 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.