SEC Form 4 · accession 0001209191-16-111178
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 29, 2016
Accepted (ET)
Mar 31, 2016 · 11:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 29, 2016 | P | 1,100 | $5.79 | A | 3,448,463 | D | |
| Class A Common Stock | Mar 29, 2016 | P | 900 | $5.82 | A | 3,449,363 | D | |
| Class A Common Stock | Mar 29, 2016 | P | 400 | $5.74 | A | 3,449,763 | D | |
| Class A Common Stock | Mar 29, 2016 | P | 100 | $5.84 | A | 3,449,863 | D | |
| Class A Common Stock | Mar 30, 2016 | P | 1,100 | $5.80 | A | 3,450,963 | D | |
| Class A Common Stock | Mar 30, 2016 | P | 500 | $5.86 | A | 3,451,463 | D | |
| Class A Common Stock | Mar 30, 2016 | P | 400 | $5.82 | A | 3,451,863 | D | |
| Class A Common Stock | Mar 30, 2016 | P | 400 | $5.83 | A | 3,452,263 | D | |
| Class A Common Stock | Mar 30, 2016 | P | 100 | $5.78 | A | 3,452,363 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.