SEC Form 4 · accession 0001209191-16-110865
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 28, 2016
Accepted (ET)
Mar 29, 2016 · 10:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 28, 2016 | P | 791 | $5.87 | A | 3,445,654 | D | |
| Class A Common Stock | Mar 28, 2016 | P | 600 | $5.89 | A | 3,446,254 | D | |
| Class A Common Stock | Mar 28, 2016 | P | 500 | $5.91 | A | 3,446,754 | D | |
| Class A Common Stock | Mar 28, 2016 | P | 409 | $5.85 | A | 3,447,163 | D | |
| Class A Common Stock | Mar 28, 2016 | P | 200 | $5.90 | A | 3,447,363 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.