SEC Form 4 · accession 0001209191-16-110514
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 23, 2016
Accepted (ET)
Mar 25, 2016 · 9:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 23, 2016 | P | 996 | $5.69 | A | 3,441,559 | D | |
| Class A Common Stock | Mar 23, 2016 | P | 400 | $5.67 | A | 3,441,959 | D | |
| Class A Common Stock | Mar 23, 2016 | P | 300 | $5.71 | A | 3,442,259 | D | |
| Class A Common Stock | Mar 23, 2016 | P | 100 | $5.70 | A | 3,442,359 | D | |
| Class A Common Stock | Mar 23, 2016 | P | 4 | $5.65 | A | 3,442,363 | D | |
| Class A Common Stock | Mar 24, 2016 | P | 1,200 | $5.82 | A | 3,443,563 | D | |
| Class A Common Stock | Mar 24, 2016 | P | 900 | $5.81 | A | 3,444,463 | D | |
| Class A Common Stock | Mar 24, 2016 | P | 400 | $5.50 | A | 3,444,863 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.