SEC Form 4 · accession 0001209191-16-110146
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 21, 2016
Accepted (ET)
Mar 23, 2016 · 11:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 21, 2016 | P | 1,600 | $6.00 | A | 3,437,163 | D | |
| Class A Common Stock | Mar 21, 2016 | P | 600 | $5.97 | A | 3,437,763 | D | |
| Class A Common Stock | Mar 21, 2016 | P | 200 | $5.96 | A | 3,437,963 | D | |
| Class A Common Stock | Mar 21, 2016 | P | 100 | $5.95 | A | 3,438,063 | D | |
| Class A Common Stock | Mar 22, 2016 | P | 1,476 | $5.80 | A | 3,439,539 | D | |
| Class A Common Stock | Mar 22, 2016 | P | 1,024 | $5.78 | A | 3,440,563 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.