SEC Form 4 · accession 0001209191-16-109645
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 17, 2016
Accepted (ET)
Mar 21, 2016 · 10:30 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 17, 2016 | P | 1,300 | $5.90 | A | 3,431,863 | D | |
| Class A Common Stock | Mar 17, 2016 | P | 800 | $5.84 | A | 3,432,663 | D | |
| Class A Common Stock | Mar 17, 2016 | P | 400 | $5.88 | A | 3,433,063 | D | |
| Class A Common Stock | Mar 18, 2016 | P | 1,131 | $5.99 | A | 3,434,194 | D | |
| Class A Common Stock | Mar 18, 2016 | P | 1,104 | $5.94 | A | 3,435,298 | D | |
| Class A Common Stock | Mar 18, 2016 | P | 150 | $5.91 | A | 3,435,448 | D | |
| Class A Common Stock | Mar 18, 2016 | P | 78 | $5.97 | A | 3,435,526 | D | |
| Class A Common Stock | Mar 18, 2016 | P | 37 | $6.00 | A | 3,435,563 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.