SEC Form 4 · accession 0001209191-16-109051
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 1:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 15, 2016 | P | 800 | $5.78 | A | 3,426,363 | D | |
| Class A Common Stock | Mar 15, 2016 | P | 400 | $5.80 | A | 3,426,763 | D | |
| Class A Common Stock | Mar 15, 2016 | P | 400 | $5.82 | A | 3,427,163 | D | |
| Class A Common Stock | Mar 15, 2016 | P | 300 | $5.85 | A | 3,427,463 | D | |
| Class A Common Stock | Mar 15, 2016 | P | 288 | $5.83 | A | 3,427,751 | D | |
| Class A Common Stock | Mar 15, 2016 | P | 200 | $5.84 | A | 3,427,951 | D | |
| Class A Common Stock | Mar 15, 2016 | P | 100 | $5.70 | A | 3,428,051 | D | |
| Class A Common Stock | Mar 15, 2016 | P | 12 | $5.77 | A | 3,428,063 | D | |
| Class A Common Stock | Mar 16, 2016 | P | 2,000 | $5.70 | A | 3,430,063 | D | |
| Class A Common Stock | Mar 16, 2016 | P | 300 | $5.68 | A | 3,430,363 | D | |
| Class A Common Stock | Mar 16, 2016 | P | 200 | $5.64 | A | 3,430,563 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.