SEC Form 4 · accession 0001209191-16-107732
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 9, 2016
Accepted (ET)
Mar 11, 2016 · 10:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 9, 2016 | P | 700 | $5.90 | A | 3,416,573 | D | |
| Class A Common Stock | Mar 9, 2016 | P | 600 | $6.03 | A | 3,417,173 | D | |
| Class A Common Stock | Mar 9, 2016 | P | 400 | $5.92 | A | 3,417,573 | D | |
| Class A Common Stock | Mar 9, 2016 | P | 400 | $5.89 | A | 3,417,973 | D | |
| Class A Common Stock | Mar 9, 2016 | P | 100 | $5.95 | A | 3,418,073 | D | |
| Class A Common Stock | Mar 9, 2016 | P | 100 | $5.99 | A | 3,418,173 | D | |
| Class A Common Stock | Mar 9, 2016 | P | 100 | $6.00 | A | 3,418,273 | D | |
| Class A Common Stock | Mar 9, 2016 | P | 100 | $6.01 | A | 3,418,373 | D | |
| Class A Common Stock | Mar 10, 2016 | P | 1,100 | $6.04 | A | 3,419,473 | D | |
| Class A Common Stock | Mar 10, 2016 | P | 500 | $6.08 | A | 3,419,973 | D | |
| Class A Common Stock | Mar 10, 2016 | P | 300 | $6.17 | A | 3,420,273 | D | |
| Class A Common Stock | Mar 10, 2016 | P | 200 | $6.09 | A | 3,420,473 | D | |
| Class A Common Stock | Mar 10, 2016 | P | 100 | $5.89 | A | 3,420,573 | D | |
| Class A Common Stock | Mar 10, 2016 | P | 100 | $6.05 | A | 3,420,673 | D | |
| Class A Common Stock | Mar 10, 2016 | P | 100 | $6.12 | A | 3,420,773 | D | |
| Class A Common Stock | Mar 10, 2016 | P | 100 | $6.13 | A | 3,420,873 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.