SEC Form 4 · accession 0001209191-16-107233
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 12:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 7, 2016 | P | 1,275 | $6.02 | A | 3,412,148 | D | |
| Class A Common Stock | Mar 7, 2016 | P | 500 | $6.01 | A | 3,412,648 | D | |
| Class A Common Stock | Mar 7, 2016 | P | 625 | $6.00 | A | 3,413,273 | D | |
| Class A Common Stock | Mar 7, 2016 | P | 100 | $6.05 | A | 3,413,373 | D | |
| Class A Common Stock | Mar 8, 2016 | P | 1,200 | $5.99 | A | 3,414,573 | D | |
| Class A Common Stock | Mar 8, 2016 | P | 900 | $6.03 | A | 3,415,473 | D | |
| Class A Common Stock | Mar 8, 2016 | P | 400 | $6.01 | A | 3,415,873 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.