SEC Form 4 · accession 0001209191-16-106401
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 12:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 3, 2016 | P | 1,062 | $6.00 | A | 3,406,935 | D | |
| Class A Common Stock | Mar 3, 2016 | P | 800 | $5.99 | A | 3,407,735 | D | |
| Class A Common Stock | Mar 3, 2016 | P | 330 | $6.01 | A | 3,408,065 | D | |
| Class A Common Stock | Mar 3, 2016 | P | 208 | $6.02 | A | 3,408,273 | D | |
| Class A Common Stock | Mar 3, 2016 | P | 100 | $6.03 | A | 3,408,373 | D | |
| Class A Common Stock | Mar 4, 2016 | P | 1,400 | $6.01 | A | 3,409,773 | D | |
| Class A Common Stock | Mar 4, 2016 | P | 400 | $6.08 | A | 3,410,173 | D | |
| Class A Common Stock | Mar 4, 2016 | P | 300 | $6.02 | A | 3,410,473 | D | |
| Class A Common Stock | Mar 4, 2016 | P | 200 | $6.00 | A | 3,410,673 | D | |
| Class A Common Stock | Mar 4, 2016 | P | 200 | $6.03 | A | 3,410,873 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.