SEC Form 4 · accession 0001209191-16-104989
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 10:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 1, 2016 | P | 1,600 | $6.17 | A | 3,402,473 | D | |
| Class A Common Stock | Mar 1, 2016 | P | 700 | $6.25 | A | 3,403,173 | D | |
| Class A Common Stock | Mar 1, 2016 | P | 100 | $6.08 | A | 3,403,273 | D | |
| Class A Common Stock | Mar 1, 2016 | P | 100 | $6.24 | A | 3,403,373 | D | |
| Class A Common Stock | Mar 2, 2016 | P | 857 | $6.08 | A | 3,404,230 | D | |
| Class A Common Stock | Mar 2, 2016 | P | 1,500 | $6.02 | A | 3,405,730 | D | |
| Class A Common Stock | Mar 2, 2016 | P | 100 | $6.11 | A | 3,405,830 | D | |
| Class A Common Stock | Mar 2, 2016 | P | 43 | $6.10 | A | 3,405,873 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.