SEC Form 4 · accession 0001209191-16-100785
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 11:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 18, 2016 | P | 800 | $5.94 | A | 3,381,673 | D | |
| Class A Common Stock | Feb 18, 2016 | P | 500 | $5.95 | A | 3,382,173 | D | |
| Class A Common Stock | Feb 18, 2016 | P | 400 | $5.82 | A | 3,382,573 | D | |
| Class A Common Stock | Feb 18, 2016 | P | 400 | $5.84 | A | 3,382,973 | D | |
| Class A Common Stock | Feb 18, 2016 | P | 300 | $5.80 | A | 3,383,273 | D | |
| Class A Common Stock | Feb 18, 2016 | P | 100 | $5.85 | A | 3,383,373 | D | |
| Class A Common Stock | Feb 19, 2016 | P | 1,000 | $6.13 | A | 3,384,373 | D | |
| Class A Common Stock | Feb 19, 2016 | P | 400 | $6.45 | A | 3,384,773 | D | |
| Class A Common Stock | Feb 19, 2016 | P | 300 | $6.18 | A | 3,385,073 | D | |
| Class A Common Stock | Feb 19, 2016 | P | 200 | $6.15 | A | 3,385,273 | D | |
| Class A Common Stock | Feb 19, 2016 | P | 400 | $6.26 | A | 3,385,673 | D | |
| Class A Common Stock | Feb 19, 2016 | P | 200 | $6.43 | A | 3,385,873 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.