SEC Form 4 · accession 0001209191-16-098440
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 10:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 11, 2016 | P | 400 | $5.79 | A | 3,372,173 | D | |
| Class A Common Stock | Feb 11, 2016 | P | 300 | $5.84 | A | 3,372,473 | D | |
| Class A Common Stock | Feb 11, 2016 | P | 300 | $5.86 | A | 3,372,773 | D | |
| Class A Common Stock | Feb 11, 2016 | P | 300 | $5.91 | A | 3,373,073 | D | |
| Class A Common Stock | Feb 11, 2016 | P | 200 | $5.85 | A | 3,373,273 | D | |
| Class A Common Stock | Feb 11, 2016 | P | 100 | $5.81 | A | 3,373,373 | D | |
| Class A Common Stock | Feb 12, 2016 | P | 2,400 | $6.00 | A | 3,375,773 | D | |
| Class A Common Stock | Feb 12, 2016 | P | 100 | $5.84 | A | 3,375,873 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.