SEC Form 4 · accession 0001209191-16-096571
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 11:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 5, 2016 | P | 2,499 | $5.98 | A | 3,365,887 | D | |
| Class A Common Stock | Feb 5, 2016 | P | 1 | $5.97 | A | 3,365,888 | D | |
| Class A Common Stock | Feb 8, 2016 | P | 1,100 | $5.69 | A | 3,366,988 | D | |
| Class A Common Stock | Feb 8, 2016 | P | 500 | $5.70 | A | 3,367,488 | D | |
| Class A Common Stock | Feb 8, 2016 | P | 300 | $5.57 | A | 3,367,788 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.