SEC Form 4 · accession 0001209191-16-095891
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 10:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 3, 2016 | P | 718 | $6.11 | A | 3,359,488 | D | |
| Class A Common Stock | Feb 3, 2016 | P | 600 | $6.83 | A | 3,360,088 | D | |
| Class A Common Stock | Feb 3, 2016 | P | 400 | $5.90 | A | 3,360,488 | D | |
| Class A Common Stock | Feb 3, 2016 | P | 300 | $6.09 | A | 3,360,788 | D | |
| Class A Common Stock | Feb 3, 2016 | P | 100 | $6.08 | A | 3,360,888 | D | |
| Class A Common Stock | Feb 4, 2016 | P | 1,115 | $6.15 | A | 3,362,003 | D | |
| Class A Common Stock | Feb 4, 2016 | P | 600 | $6.19 | A | 3,362,603 | D | |
| Class A Common Stock | Feb 4, 2016 | P | 785 | $6.11 | A | 3,363,388 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.