SEC Form 4 · accession 0001209191-16-095155
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 11:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 1, 2016 | P | 1,100 | $6.67 | A | 3,354,870 | D | |
| Class A Common Stock | Feb 1, 2016 | P | 800 | $6.63 | A | 3,355,670 | D | |
| Class A Common Stock | Feb 1, 2016 | P | 300 | $6.66 | A | 3,355,970 | D | |
| Class A Common Stock | Feb 1, 2016 | P | 300 | $6.60 | A | 3,356,270 | D | |
| Class A Common Stock | Feb 2, 2016 | P | 800 | $6.20 | A | 3,357,070 | D | |
| Class A Common Stock | Feb 2, 2016 | P | 600 | $6.10 | A | 3,357,670 | D | |
| Class A Common Stock | Feb 2, 2016 | P | 500 | $6.17 | A | 3,358,170 | D | |
| Class A Common Stock | Feb 2, 2016 | P | 400 | $6.25 | A | 3,358,570 | D | |
| Class A Common Stock | Feb 2, 2016 | P | 200 | $6.30 | A | 3,358,770 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.