SEC Form 4 · accession 0001209191-16-094291
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 10:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 28, 2016 | P | 800 | $5.99 | A | 3,349,570 | D | |
| Class A Common Stock | Jan 28, 2016 | P | 700 | $5.98 | A | 3,350,270 | D | |
| Class A Common Stock | Jan 28, 2016 | P | 1,000 | $6.00 | A | 3,351,270 | D | |
| Class A Common Stock | Jan 29, 2016 | P | 600 | $6.06 | A | 3,351,870 | D | |
| Class A Common Stock | Jan 29, 2016 | P | 600 | $6.03 | A | 3,352,470 | D | |
| Class A Common Stock | Jan 29, 2016 | P | 500 | $6.10 | A | 3,352,970 | D | |
| Class A Common Stock | Jan 29, 2016 | P | 400 | $6.07 | A | 3,353,370 | D | |
| Class A Common Stock | Jan 29, 2016 | P | 400 | $6.11 | A | 3,353,770 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.