SEC Form 4 · accession 0001209191-16-093899
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 10:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 26, 2016 | P | 700 | $6.18 | A | 3,344,770 | D | |
| Class A Common Stock | Jan 26, 2016 | P | 800 | $6.20 | A | 3,345,570 | D | |
| Class A Common Stock | Jan 26, 2016 | P | 400 | $6.21 | A | 3,345,970 | D | |
| Class A Common Stock | Jan 26, 2016 | P | 200 | $6.26 | A | 3,346,170 | D | |
| Class A Common Stock | Jan 26, 2016 | P | 100 | $6.17 | A | 3,346,270 | D | |
| Class A Common Stock | Jan 27, 2016 | P | 812 | $6.03 | A | 3,347,082 | D | |
| Class A Common Stock | Jan 27, 2016 | P | 500 | $5.98 | A | 3,347,582 | D | |
| Class A Common Stock | Jan 27, 2016 | P | 400 | $5.90 | A | 3,347,982 | D | |
| Class A Common Stock | Jan 27, 2016 | P | 300 | $6.08 | A | 3,348,282 | D | |
| Class A Common Stock | Jan 27, 2016 | P | 400 | $6.06 | A | 3,348,682 | D | |
| Class A Common Stock | Jan 27, 2016 | P | 88 | $5.95 | A | 3,348,770 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.