SEC Form 4 · accession 0001209191-16-093013
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 11:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 20, 2016 | P | 1,500 | $5.62 | A | 3,335,570 | D | |
| Class A Common Stock | Jan 20, 2016 | P | 600 | $5.75 | A | 3,336,170 | D | |
| Class A Common Stock | Jan 20, 2016 | P | 400 | $5.65 | A | 3,336,570 | D | |
| Class A Common Stock | Jan 21, 2016 | P | 700 | $5.96 | A | 3,337,270 | D | |
| Class A Common Stock | Jan 21, 2016 | P | 600 | $5.80 | A | 3,337,870 | D | |
| Class A Common Stock | Jan 21, 2016 | P | 500 | $5.79 | A | 3,338,370 | D | |
| Class A Common Stock | Jan 21, 2016 | P | 400 | $5.89 | A | 3,338,770 | D | |
| Class A Common Stock | Jan 21, 2016 | P | 300 | $5.99 | A | 3,339,070 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.