SEC Form 4 · accession 0001209191-16-092448
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jan 15, 2016
Accepted (ET)
Jan 20, 2016 · 1:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 15, 2016 | P | 1,500 | $5.65 | A | 3,330,570 | D | |
| Class A Common Stock | Jan 15, 2016 | P | 500 | $5.54 | A | 3,331,070 | D | |
| Class A Common Stock | Jan 15, 2016 | P | 400 | $5.73 | A | 3,331,470 | D | |
| Class A Common Stock | Jan 15, 2016 | P | 100 | $5.80 | A | 3,331,570 | D | |
| Class A Common Stock | Jan 19, 2016 | P | 1,500 | $5.75 | A | 3,333,070 | D | |
| Class A Common Stock | Jan 19, 2016 | P | 600 | $5.80 | A | 3,333,670 | D | |
| Class A Common Stock | Jan 19, 2016 | P | 400 | $5.77 | A | 3,334,070 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.