SEC Form 4 · accession 0001209191-16-091600
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jan 13, 2016
Accepted (ET)
Jan 15, 2016 · 11:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 13, 2016 | P | 1,400 | $5.71 | A | 3,325,670 | D | |
| Class A Common Stock | Jan 13, 2016 | P | 700 | $5.68 | A | 3,326,370 | D | |
| Class A Common Stock | Jan 13, 2016 | P | 400 | $5.75 | A | 3,326,770 | D | |
| Class A Common Stock | Jan 14, 2016 | P | 1,200 | $5.85 | A | 3,327,970 | D | |
| Class A Common Stock | Jan 14, 2016 | P | 700 | $5.76 | A | 3,328,670 | D | |
| Class A Common Stock | Jan 14, 2016 | P | 213 | $5.83 | A | 3,328,883 | D | |
| Class A Common Stock | Jan 14, 2016 | P | 100 | $5.80 | A | 3,328,983 | D | |
| Class A Common Stock | Jan 14, 2016 | P | 87 | $5.68 | A | 3,329,070 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.