SEC Form 4 · accession 0001209191-16-090300
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jan 5, 2016
Accepted (ET)
Jan 7, 2016 · 12:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 5, 2016 | P | 1,800 | $5.94 | A | 3,311,570 | D | |
| Class A Common Stock | Jan 5, 2016 | P | 500 | $5.97 | A | 3,312,070 | D | |
| Class A Common Stock | Jan 5, 2016 | P | 200 | $6.01 | A | 3,312,270 | D | |
| Class A Common Stock | Jan 6, 2016 | P | 1,500 | $5.95 | A | 3,313,770 | D | |
| Class A Common Stock | Jan 6, 2016 | P | 600 | $5.97 | A | 3,314,370 | D | |
| Class A Common Stock | Jan 6, 2016 | P | 400 | $5.99 | A | 3,314,770 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.