SEC Form 4 · accession 0001209191-16-087576
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Dec 30, 2015
Accepted (ET)
Jan 4, 2016 · 11:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 30, 2015 | P | 919 | $6.50 | A | 3,303,861 | D | |
| Class A Common Stock | Dec 30, 2015 | P | 580 | $6.45 | A | 3,304,441 | D | |
| Class A Common Stock | Dec 30, 2015 | P | 537 | $6.55 | A | 3,304,978 | D | |
| Class A Common Stock | Dec 30, 2015 | P | 173 | $6.41 | A | 3,305,151 | D | |
| Class A Common Stock | Dec 30, 2015 | P | 160 | $6.48 | A | 3,305,311 | D | |
| Class A Common Stock | Dec 30, 2015 | P | 99 | $6.49 | A | 3,305,410 | D | |
| Class A Common Stock | Dec 30, 2015 | P | 31 | $6.51 | A | 3,305,441 | D | |
| Class A Common Stock | Dec 31, 2015 | P | 736 | $6.44 | A | 3,306,177 | D | |
| Class A Common Stock | Dec 31, 2015 | P | 566 | $6.42 | A | 3,306,743 | D | |
| Class A Common Stock | Dec 31, 2015 | P | 435 | $6.45 | A | 3,307,178 | D | |
| Class A Common Stock | Dec 31, 2015 | P | 92 | $6.40 | A | 3,307,270 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.