SEC Form 4 · accession 0001209191-15-085184
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 11:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 11, 2015 | P | 2,500 | $6.20 | A | 3,275,986 | D | |
| Class A Common Stock | Dec 14, 2015 | P | 1,700 | $6.47 | A | 3,277,686 | D | |
| Class A Common Stock | Dec 14, 2015 | P | 500 | $6.37 | A | 3,278,186 | D | |
| Class A Common Stock | Dec 14, 2015 | P | 300 | $6.50 | A | 3,278,486 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.