SEC Form 4 · accession 0001209191-15-084563
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 9:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 9, 2015 | P | 1,200 | $6.27 | A | 3,269,686 | D | |
| Class A Common Stock | Dec 9, 2015 | P | 800 | $6.26 | A | 3,270,486 | D | |
| Class A Common Stock | Dec 9, 2015 | P | 400 | $6.28 | A | 3,270,886 | D | |
| Class A Common Stock | Dec 9, 2015 | P | 100 | $6.21 | A | 3,270,986 | D | |
| Class A Common Stock | Dec 10, 2015 | P | 800 | $6.42 | A | 3,271,786 | D | |
| Class A Common Stock | Dec 10, 2015 | P | 631 | $6.43 | A | 3,272,417 | D | |
| Class A Common Stock | Dec 10, 2015 | P | 869 | $6.27 | A | 3,273,286 | D | |
| Class A Common Stock | Dec 10, 2015 | P | 200 | $6.35 | A | 3,273,486 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.