SEC Form 4 · accession 0001209191-15-082323
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 24, 2015
Accepted (ET)
Nov 27, 2015 · 12:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 24, 2015 | P | 2,500 | $7.00 | A | 3,245,986 | D | |
| Class A Common Stock | Nov 25, 2015 | P | 1,000 | $6.90 | A | 3,246,986 | D | |
| Class A Common Stock | Nov 25, 2015 | P | 700 | $6.85 | A | 3,247,686 | D | |
| Class A Common Stock | Nov 25, 2015 | P | 693 | $6.88 | A | 3,248,379 | D | |
| Class A Common Stock | Nov 25, 2015 | P | 107 | $6.99 | A | 3,248,486 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.