SEC Form 4 · accession 0001209191-15-081894
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 10:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 20, 2015 | P | 1,000 | $6.94 | A | 3,239,486 | D | |
| Class A Common Stock | Nov 20, 2015 | P | 800 | $6.97 | A | 3,240,286 | D | |
| Class A Common Stock | Nov 20, 2015 | P | 700 | $6.93 | A | 3,240,986 | D | |
| Class A Common Stock | Nov 23, 2015 | P | 1,000 | $6.85 | A | 3,241,986 | D | |
| Class A Common Stock | Nov 23, 2015 | P | 830 | $6.95 | A | 3,242,816 | D | |
| Class A Common Stock | Nov 23, 2015 | P | 600 | $6.90 | A | 3,243,416 | D | |
| Class A Common Stock | Nov 23, 2015 | P | 70 | $6.82 | A | 3,243,486 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.