SEC Form 4 · accession 0001209191-15-080837
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 1:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 16, 2015 | P | 290 | $6.70 | A | 3,229,276 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 194 | $6.86 | A | 3,229,470 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 189 | $6.91 | A | 3,229,659 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 158 | $6.80 | A | 3,229,817 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 156 | $6.72 | A | 3,229,973 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 135 | $6.71 | A | 3,230,108 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 121 | $6.81 | A | 3,230,229 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 94 | $6.79 | A | 3,230,323 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 92 | $6.94 | A | 3,230,415 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 87 | $6.68 | A | 3,230,502 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 71 | $6.89 | A | 3,230,573 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 67 | $6.92 | A | 3,230,640 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 60 | $6.90 | A | 3,230,700 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 49 | $6.95 | A | 3,230,749 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 47 | $6.65 | A | 3,230,796 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 44 | $6.78 | A | 3,230,840 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 43 | $6.54 | A | 3,230,883 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 35 | $6.88 | A | 3,230,918 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 34 | $6.87 | A | 3,230,952 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 24 | $6.93 | A | 3,230,976 | D | |
| Class A Common Stock | Nov 16, 2015 | P | 10 | $6.85 | A | 3,230,986 | D | |
| Class A Common Stock | Nov 17, 2015 | P | 1,335 | $7.00 | A | 3,232,321 | D | |
| Class A Common Stock | Nov 17, 2015 | P | 484 | $6.98 | A | 3,232,805 | D | |
| Class A Common Stock | Nov 17, 2015 | P | 361 | $6.99 | A | 3,233,166 | D | |
| Class A Common Stock | Nov 17, 2015 | P | 165 | $6.97 | A | 3,233,331 | D | |
| Class A Common Stock | Nov 17, 2015 | P | 86 | $6.93 | A | 3,233,417 | D | |
| Class A Common Stock | Nov 17, 2015 | P | 35 | $6.92 | A | 3,233,452 | D | |
| Class A Common Stock | Nov 17, 2015 | P | 34 | $6.95 | A | 3,233,486 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.