SEC Form 4 · accession 0001209191-15-080167
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 11:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 12, 2015 | P | 1,500 | $6.70 | A | 3,225,486 | D | |
| Class A Common Stock | Nov 12, 2015 | P | 1,000 | $6.71 | A | 3,226,486 | D | |
| Class A Common Stock | Nov 13, 2015 | P | 743 | $6.50 | A | 3,227,229 | D | |
| Class A Common Stock | Nov 13, 2015 | P | 734 | $6.42 | A | 3,227,963 | D | |
| Class A Common Stock | Nov 13, 2015 | P | 346 | $6.41 | A | 3,228,309 | D | |
| Class A Common Stock | Nov 13, 2015 | P | 430 | $6.61 | A | 3,228,739 | D | |
| Class A Common Stock | Nov 13, 2015 | P | 117 | $6.60 | A | 3,228,856 | D | |
| Class A Common Stock | Nov 13, 2015 | P | 53 | $6.57 | A | 3,228,909 | D | |
| Class A Common Stock | Nov 13, 2015 | P | 41 | $6.39 | A | 3,228,950 | D | |
| Class A Common Stock | Nov 13, 2015 | P | 36 | $6.33 | A | 3,228,986 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.