SEC Form 4 · accession 0001209191-15-078810
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 4, 2015
Accepted (ET)
Nov 6, 2015 · 11:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 4, 2015 | P | 1,700 | $6.96 | A | 3,212,396 | D | |
| Class A Common Stock | Nov 4, 2015 | P | 800 | $7.00 | A | 3,213,196 | D | |
| Class A Common Stock | Nov 5, 2015 | P | 1,900 | $7.00 | A | 3,215,096 | D | |
| Class A Common Stock | Nov 5, 2015 | P | 500 | $6.95 | A | 3,215,596 | D | |
| Class A Common Stock | Nov 5, 2015 | P | 100 | $7.01 | A | 3,215,696 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.