SEC Form 4 · accession 0001209191-15-078299
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 1:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 2, 2015 | P | 2,200 | $7.01 | A | 3,207,896 | D | |
| Class A Common Stock | Nov 2, 2015 | P | 100 | $6.94 | A | 3,207,996 | D | |
| Class A Common Stock | Nov 2, 2015 | P | 100 | $6.98 | A | 3,208,096 | D | |
| Class A Common Stock | Nov 2, 2015 | P | 100 | $7.06 | A | 3,208,196 | D | |
| Class A Common Stock | Nov 3, 2015 | P | 900 | $6.98 | A | 3,209,096 | D | |
| Class A Common Stock | Nov 3, 2015 | P | 600 | $6.95 | A | 3,209,696 | D | |
| Class A Common Stock | Nov 3, 2015 | P | 400 | $6.99 | A | 3,210,096 | D | |
| Class A Common Stock | Nov 3, 2015 | P | 300 | $6.90 | A | 3,210,396 | D | |
| Class A Common Stock | Nov 3, 2015 | P | 300 | $6.92 | A | 3,210,696 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.