SEC Form 4 · accession 0001209191-15-077611
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 29, 2015
Accepted (ET)
Nov 2, 2015 · 12:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 29, 2015 | P | 1,500 | $7.08 | A | 3,202,196 | D | |
| Class A Common Stock | Oct 29, 2015 | P | 1,000 | $7.02 | A | 3,203,196 | D | |
| Class A Common Stock | Oct 30, 2015 | P | 1,500 | $6.84 | A | 3,204,696 | D | |
| Class A Common Stock | Oct 30, 2015 | P | 500 | $6.89 | A | 3,205,196 | D | |
| Class A Common Stock | Oct 30, 2015 | P | 400 | $6.94 | A | 3,205,596 | D | |
| Class A Common Stock | Oct 30, 2015 | P | 100 | $6.92 | A | 3,205,696 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.