SEC Form 4 · accession 0001209191-15-077234
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 27, 2015
Accepted (ET)
Oct 29, 2015 · 11:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 27, 2015 | P | 2,000 | $6.99 | A | 3,197,696 | D | |
| Class A Common Stock | Oct 27, 2015 | P | 500 | $7.05 | A | 3,198,196 | D | |
| Class A Common Stock | Oct 28, 2015 | P | 1,500 | $7.07 | A | 3,199,696 | D | |
| Class A Common Stock | Oct 28, 2015 | P | 400 | $7.08 | A | 3,200,096 | D | |
| Class A Common Stock | Oct 28, 2015 | P | 400 | $7.19 | A | 3,200,496 | D | |
| Class A Common Stock | Oct 28, 2015 | P | 100 | $7.16 | A | 3,200,596 | D | |
| Class A Common Stock | Oct 28, 2015 | P | 100 | $7.18 | A | 3,200,696 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.