SEC Form 4 · accession 0001209191-15-076845
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 23, 2015
Accepted (ET)
Oct 27, 2015 · 10:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 23, 2015 | P | 1,900 | $7.29 | A | 3,192,596 | D | |
| Class A Common Stock | Oct 23, 2015 | P | 600 | $7.30 | A | 3,193,196 | D | |
| Class A Common Stock | Oct 26, 2015 | P | 1,800 | $7.18 | A | 3,194,996 | D | |
| Class A Common Stock | Oct 26, 2015 | P | 400 | $7.21 | A | 3,195,396 | D | |
| Class A Common Stock | Oct 26, 2015 | P | 300 | $7.20 | A | 3,195,696 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.