SEC Form 4 · accession 0001209191-15-075856
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 15, 2015
Accepted (ET)
Oct 19, 2015 · 10:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 15, 2015 | P | 1,000 | $6.89 | A | 3,177,796 | D | |
| Class A Common Stock | Oct 15, 2015 | P | 700 | $6.83 | A | 3,178,496 | D | |
| Class A Common Stock | Oct 15, 2015 | P | 400 | $6.88 | A | 3,178,896 | D | |
| Class A Common Stock | Oct 15, 2015 | P | 400 | $6.60 | A | 3,179,296 | D | |
| Class A Common Stock | Oct 16, 2015 | P | 1,500 | $7.24 | A | 3,180,796 | D | |
| Class A Common Stock | Oct 16, 2015 | P | 500 | $7.25 | A | 3,181,296 | D | |
| Class A Common Stock | Oct 16, 2015 | P | 500 | $7.32 | A | 3,181,796 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.