SEC Form 4 · accession 0001209191-15-075527
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 13, 2015
Accepted (ET)
Oct 15, 2015 · 11:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 13, 2015 | P | 1,089 | $6.81 | A | 3,172,885 | D | |
| Class A Common Stock | Oct 13, 2015 | P | 1,000 | $6.83 | A | 3,173,885 | D | |
| Class A Common Stock | Oct 13, 2015 | P | 400 | $6.64 | A | 3,174,285 | D | |
| Class A Common Stock | Oct 13, 2015 | P | 11 | $6.62 | A | 3,174,296 | D | |
| Class A Common Stock | Oct 14, 2015 | P | 1,587 | $6.97 | A | 3,175,883 | D | |
| Class A Common Stock | Oct 14, 2015 | P | 608 | $6.92 | A | 3,176,491 | D | |
| Class A Common Stock | Oct 14, 2015 | P | 200 | $6.84 | A | 3,176,691 | D | |
| Class A Common Stock | Oct 14, 2015 | P | 100 | $6.91 | A | 3,176,791 | D | |
| Class A Common Stock | Oct 14, 2015 | P | 5 | $6.95 | A | 3,176,796 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.