SEC Form 4 · accession 0001209191-15-075155
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 8, 2015
Accepted (ET)
Oct 13, 2015 · 9:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 8, 2015 | P | 1,000 | $7.21 | A | 3,165,296 | D | |
| Class A Common Stock | Oct 8, 2015 | P | 500 | $7.20 | A | 3,165,796 | D | |
| Class A Common Stock | Oct 8, 2015 | P | 500 | $7.30 | A | 3,166,296 | D | |
| Class A Common Stock | Oct 8, 2015 | P | 500 | $7.19 | A | 3,166,796 | D | |
| Class A Common Stock | Oct 9, 2015 | P | 1,100 | $6.96 | A | 3,167,896 | D | |
| Class A Common Stock | Oct 9, 2015 | P | 500 | $6.91 | A | 3,168,396 | D | |
| Class A Common Stock | Oct 9, 2015 | P | 900 | $6.89 | A | 3,169,296 | D | |
| Class A Common Stock | Oct 12, 2015 | P | 1,800 | $6.51 | A | 3,171,096 | D | |
| Class A Common Stock | Oct 12, 2015 | P | 500 | $6.48 | A | 3,171,596 | D | |
| Class A Common Stock | Oct 12, 2015 | P | 200 | $6.57 | A | 3,171,796 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.