SEC Form 4 · accession 0001209191-15-074250
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 2, 2015
Accepted (ET)
Oct 6, 2015 · 11:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 2, 2015 | P | 977 | $5.94 | A | 3,155,273 | D | |
| Class A Common Stock | Oct 2, 2015 | P | 700 | $5.92 | A | 3,155,973 | D | |
| Class A Common Stock | Oct 2, 2015 | P | 500 | $5.93 | A | 3,156,473 | D | |
| Class A Common Stock | Oct 2, 2015 | P | 300 | $5.88 | A | 3,156,773 | D | |
| Class A Common Stock | Oct 2, 2015 | P | 23 | $5.89 | A | 3,156,796 | D | |
| Class A Common Stock | Oct 5, 2015 | P | 1,400 | $6.96 | A | 3,158,196 | D | |
| Class A Common Stock | Oct 5, 2015 | P | 900 | $6.93 | A | 3,159,096 | D | |
| Class A Common Stock | Oct 5, 2015 | P | 200 | $6.89 | A | 3,159,296 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.