SEC Form 4 · accession 0001209191-15-073005
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 12:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 30, 2015 | P | 600 | $6.06 | A | 3,149,896 | D | |
| Class A Common Stock | Sep 30, 2015 | P | 600 | $6.19 | A | 3,150,496 | D | |
| Class A Common Stock | Sep 30, 2015 | P | 500 | $6.18 | A | 3,150,996 | D | |
| Class A Common Stock | Sep 30, 2015 | P | 500 | $6.20 | A | 3,151,496 | D | |
| Class A Common Stock | Sep 30, 2015 | P | 300 | $6.17 | A | 3,151,796 | D | |
| Class A Common Stock | Oct 1, 2015 | P | 1,500 | $6.40 | A | 3,153,296 | D | |
| Class A Common Stock | Oct 1, 2015 | P | 500 | $6.38 | A | 3,153,796 | D | |
| Class A Common Stock | Oct 1, 2015 | P | 500 | $6.43 | A | 3,154,296 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.