SEC Form 4 · accession 0001209191-15-072525
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 28, 2015
Accepted (ET)
Sep 30, 2015 · 11:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 28, 2015 | P | 1,500 | $6.71 | A | 3,145,796 | D | |
| Class A Common Stock | Sep 28, 2015 | P | 500 | $6.65 | A | 3,146,296 | D | |
| Class A Common Stock | Sep 28, 2015 | P | 500 | $6.79 | A | 3,146,796 | D | |
| Class A Common Stock | Sep 29, 2015 | P | 998 | $6.37 | A | 3,147,794 | D | |
| Class A Common Stock | Sep 29, 2015 | P | 502 | $6.31 | A | 3,148,296 | D | |
| Class A Common Stock | Sep 29, 2015 | P | 500 | $6.32 | A | 3,148,796 | D | |
| Class A Common Stock | Sep 29, 2015 | P | 500 | $6.38 | A | 3,149,296 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.