SEC Form 4 · accession 0001209191-15-072260
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 24, 2015
Accepted (ET)
Sep 28, 2015 · 10:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 24, 2015 | P | 1,500 | $7.18 | A | 3,140,796 | D | |
| Class A Common Stock | Sep 24, 2015 | P | 1,000 | $7.23 | A | 3,141,796 | D | |
| Class A Common Stock | Sep 25, 2015 | P | 1,500 | $7.24 | A | 3,143,296 | D | |
| Class A Common Stock | Sep 25, 2015 | P | 500 | $7.20 | A | 3,143,796 | D | |
| Class A Common Stock | Sep 25, 2015 | P | 500 | $7.26 | A | 3,144,296 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.