SEC Form 4 · accession 0001209191-15-072056
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 22, 2015
Accepted (ET)
Sep 24, 2015 · 11:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 22, 2015 | P | 1,400 | $7.18 | A | 3,135,696 | D | |
| Class A Common Stock | Sep 22, 2015 | P | 600 | $7.16 | A | 3,136,296 | D | |
| Class A Common Stock | Sep 22, 2015 | P | 200 | $7.13 | A | 3,136,496 | D | |
| Class A Common Stock | Sep 22, 2015 | P | 300 | $7.17 | A | 3,136,796 | D | |
| Class A Common Stock | Sep 23, 2015 | P | 1,300 | $7.22 | A | 3,138,096 | D | |
| Class A Common Stock | Sep 23, 2015 | P | 600 | $7.23 | A | 3,138,696 | D | |
| Class A Common Stock | Sep 23, 2015 | P | 400 | $7.30 | A | 3,139,096 | D | |
| Class A Common Stock | Sep 23, 2015 | P | 200 | $7.24 | A | 3,139,296 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.