SEC Form 4 · accession 0001209191-15-071749
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 18, 2015
Accepted (ET)
Sep 22, 2015 · 10:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 18, 2015 | P | 2,500 | $7.24 | A | 3,132,096 | D | |
| Class A Common Stock | Sep 21, 2015 | P | 899 | $6.97 | A | 3,132,995 | D | |
| Class A Common Stock | Sep 21, 2015 | P | 700 | $7.13 | A | 3,133,695 | D | |
| Class A Common Stock | Sep 21, 2015 | P | 101 | $6.96 | A | 3,133,796 | D | |
| Class A Common Stock | Sep 21, 2015 | P | 100 | $6.86 | A | 3,133,896 | D | |
| Class A Common Stock | Sep 21, 2015 | P | 100 | $7.12 | A | 3,133,996 | D | |
| Class A Common Stock | Sep 21, 2015 | P | 100 | $7.17 | A | 3,134,096 | D | |
| Class A Common Stock | Sep 21, 2015 | P | 100 | $7.18 | A | 3,134,196 | D | |
| Class A Common Stock | Sep 21, 2015 | P | 65 | $7.11 | A | 3,134,261 | D | |
| Class A Common Stock | Sep 21, 2015 | P | 35 | $7.10 | A | 3,134,296 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.