SEC Form 4 · accession 0001209191-15-070490
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 10, 2015
Accepted (ET)
Sep 14, 2015 · 12:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 10, 2015 | P | 1,500 | $6.20 | A | 3,116,096 | D | |
| Class A Common Stock | Sep 10, 2015 | P | 500 | $6.17 | A | 3,116,596 | D | |
| Class A Common Stock | Sep 10, 2015 | P | 400 | $6.15 | A | 3,116,996 | D | |
| Class A Common Stock | Sep 10, 2015 | P | 100 | $6.19 | A | 3,117,096 | D | |
| Class A Common Stock | Sep 11, 2015 | P | 2,000 | $6.94 | A | 3,119,096 | D | |
| Class A Common Stock | Sep 11, 2015 | P | 500 | $6.92 | A | 3,119,596 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.