SEC Form 4 · accession 0001209191-15-070042
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 8, 2015
Accepted (ET)
Sep 10, 2015 · 12:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 8, 2015 | P | 1,400 | $5.76 | A | 3,110,996 | D | |
| Class A Common Stock | Sep 8, 2015 | P | 700 | $5.86 | A | 3,111,696 | D | |
| Class A Common Stock | Sep 8, 2015 | P | 100 | $5.71 | A | 3,111,796 | D | |
| Class A Common Stock | Sep 8, 2015 | P | 100 | $5.74 | A | 3,111,896 | D | |
| Class A Common Stock | Sep 8, 2015 | P | 100 | $5.75 | A | 3,111,996 | D | |
| Class A Common Stock | Sep 8, 2015 | P | 100 | $5.84 | A | 3,112,096 | D | |
| Class A Common Stock | Sep 9, 2015 | P | 1,000 | $6.13 | A | 3,113,096 | D | |
| Class A Common Stock | Sep 9, 2015 | P | 500 | $6.08 | A | 3,113,596 | D | |
| Class A Common Stock | Sep 9, 2015 | P | 500 | $6.14 | A | 3,114,096 | D | |
| Class A Common Stock | Sep 9, 2015 | P | 300 | $6.12 | A | 3,114,396 | D | |
| Class A Common Stock | Sep 9, 2015 | P | 200 | $6.10 | A | 3,114,596 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.