SEC Form 4 · accession 0001209191-15-069309
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 1, 2015
Accepted (ET)
Sep 3, 2015 · 10:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 1, 2015 | P | 1,000 | $5.85 | A | 1,436,238 | D | |
| Class A Common Stock | Sep 1, 2015 | P | 400 | $5.84 | A | 1,436,638 | D | |
| Class A Common Stock | Sep 2, 2015 | P | 2,110 | $5.77 | A | 1,438,748 | D | |
| Class A Common Stock | Sep 2, 2015 | P | 100 | $5.75 | A | 1,438,848 | D | |
| Class A Common Stock | Sep 2, 2015 | P | 100 | $5.79 | A | 1,438,948 | D | |
| Class A Common Stock | Sep 2, 2015 | P | 100 | $5.80 | A | 1,439,048 | D | |
| Class A Common Stock | Sep 2, 2015 | P | 90 | $5.70 | A | 1,439,138 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.