SEC Form 4 · accession 0001209191-15-068741
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Aug 28, 2015
Accepted (ET)
Sep 1, 2015 · 10:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 28, 2015 | P | 900 | $5.56 | A | 1,431,138 | D | |
| Class A Common Stock | Aug 28, 2015 | P | 600 | $5.64 | A | 1,431,738 | D | |
| Class A Common Stock | Aug 28, 2015 | P | 500 | $5.80 | A | 1,432,238 | D | |
| Class A Common Stock | Aug 28, 2015 | P | 300 | $5.45 | A | 1,432,538 | D | |
| Class A Common Stock | Aug 28, 2015 | P | 100 | $5.49 | A | 1,432,638 | D | |
| Class A Common Stock | Aug 28, 2015 | P | 100 | $5.51 | A | 1,432,738 | D | |
| Class A Common Stock | Aug 31, 2015 | P | 1,300 | $5.73 | A | 1,434,038 | D | |
| Class A Common Stock | Aug 31, 2015 | P | 600 | $5.80 | A | 1,434,638 | D | |
| Class A Common Stock | Aug 31, 2015 | P | 500 | $5.74 | A | 1,435,138 | D | |
| Class A Common Stock | Aug 31, 2015 | P | 100 | $5.76 | A | 1,435,238 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.