SEC Form 4 · accession 0001209191-15-068340
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Aug 26, 2015
Accepted (ET)
Aug 28, 2015 · 9:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 26, 2015 | P | 1,400 | $5.35 | A | 1,426,638 | D | |
| Class A Common Stock | Aug 26, 2015 | P | 781 | $5.36 | A | 1,427,419 | D | |
| Class A Common Stock | Aug 26, 2015 | P | 309 | $5.37 | A | 1,427,728 | D | |
| Class A Common Stock | Aug 26, 2015 | P | 10 | $5.25 | A | 1,427,738 | D | |
| Class A Common Stock | Aug 27, 2015 | P | 1,000 | $5.47 | A | 1,428,738 | D | |
| Class A Common Stock | Aug 27, 2015 | P | 700 | $5.49 | A | 1,429,438 | D | |
| Class A Common Stock | Aug 27, 2015 | P | 688 | $5.44 | A | 1,430,126 | D | |
| Class A Common Stock | Aug 27, 2015 | P | 100 | $5.48 | A | 1,430,226 | D | |
| Class A Common Stock | Aug 27, 2015 | P | 12 | $5.30 | A | 1,430,238 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.