SEC Form 4 · accession 0001209191-15-067889
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Aug 24, 2015
Accepted (ET)
Aug 26, 2015 · 9:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 24, 2015 | P | 800 | $5.42 | A | 1,421,038 | D | |
| Class A Common Stock | Aug 24, 2015 | P | 750 | $5.37 | A | 1,421,788 | D | |
| Class A Common Stock | Aug 24, 2015 | P | 550 | $5.40 | A | 1,422,338 | D | |
| Class A Common Stock | Aug 24, 2015 | P | 200 | $5.32 | A | 1,422,538 | D | |
| Class A Common Stock | Aug 24, 2015 | P | 100 | $5.36 | A | 1,422,638 | D | |
| Class A Common Stock | Aug 24, 2015 | P | 100 | $5.39 | A | 1,422,738 | D | |
| Class A Common Stock | Aug 25, 2015 | P | 1,800 | $5.39 | A | 1,424,538 | D | |
| Class A Common Stock | Aug 25, 2015 | P | 300 | $5.40 | A | 1,424,838 | D | |
| Class A Common Stock | Aug 25, 2015 | P | 100 | $5.34 | A | 1,424,938 | D | |
| Class A Common Stock | Aug 25, 2015 | P | 100 | $5.36 | A | 1,425,038 | D | |
| Class A Common Stock | Aug 25, 2015 | P | 100 | $5.38 | A | 1,425,138 | D | |
| Class A Common Stock | Aug 25, 2015 | P | 100 | $5.41 | A | 1,425,238 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.