SEC Form 4 · accession 0001209191-15-057879
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jun 29, 2015
Accepted (ET)
Jul 1, 2015 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 29, 2015 | P | 4,000 | $7.60 | A | 1,362,467 | D | |
| Class A Common Stock | Jun 29, 2015 | P | 6,300 | $7.62 | A | 1,368,767 | D | |
| Class A Common Stock | Jun 29, 2015 | P | 3,300 | $7.48 | A | 1,372,067 | D | |
| Class A Common Stock | Jun 29, 2015 | P | 1,900 | $7.63 | A | 1,373,967 | D | |
| Class A Common Stock | Jun 29, 2015 | P | 1,500 | $7.57 | A | 1,375,467 | D | |
| Class A Common Stock | Jun 29, 2015 | P | 1,200 | $7.56 | A | 1,376,667 | D | |
| Class A Common Stock | Jun 29, 2015 | P | 1,860 | $7.50 | A | 1,378,527 | D | |
| Class A Common Stock | Jun 29, 2015 | P | 900 | $7.53 | A | 1,379,427 | D | |
| Class A Common Stock | Jun 29, 2015 | P | 900 | $7.61 | A | 1,380,327 | D | |
| Class A Common Stock | Jun 29, 2015 | P | 700 | $7.65 | A | 1,381,027 | D | |
| Class A Common Stock | Jun 29, 2015 | P | 500 | $7.58 | A | 1,381,527 | D | |
| Class A Common Stock | Jun 29, 2015 | P | 400 | $7.51 | A | 1,381,927 | D | |
| Class A Common Stock | Jun 29, 2015 | P | 300 | $7.52 | A | 1,382,227 | D | |
| Class A Common Stock | Jun 30, 2015 | P | 5,500 | $7.53 | A | 1,387,727 | D | |
| Class A Common Stock | Jun 30, 2015 | P | 7,500 | $7.60 | A | 1,395,227 | D | |
| Class A Common Stock | Jun 30, 2015 | P | 2,500 | $7.59 | A | 1,397,727 | D | |
| Class A Common Stock | Jun 30, 2015 | P | 1,800 | $7.37 | A | 1,399,527 | D | |
| Class A Common Stock | Jun 30, 2015 | P | 2,060 | $7.39 | A | 1,401,587 | D | |
| Class A Common Stock | Jun 30, 2015 | P | 1,705 | $7.36 | A | 1,403,292 | D | |
| Class A Common Stock | Jun 30, 2015 | P | 1,000 | $7.38 | A | 1,404,292 | D | |
| Class A Common Stock | Jun 30, 2015 | P | 900 | $7.41 | A | 1,405,192 | D | |
| Class A Common Stock | Jun 30, 2015 | P | 500 | $7.34 | A | 1,405,692 | D | |
| Class A Common Stock | Jun 30, 2015 | P | 295 | $7.33 | A | 1,405,987 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.